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Tyler Lowell Mitchell

LPl Financial LLC

Sacramento, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-30
  • CA RA
    APPROVED
    Since 2019-07-30

Branch Locations

8945 Cal Center Drive, Sacramento, CA 95826 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Albuquerque NM 06/2015 03/2017
Fidelity Brokerage Servies Llc Greenwood Village CO 03/2017 04/2018
B & B Landscaping Inc. Genoa NV 04/2018 04/2019
Golden 1 Credit Union Sacramento CA 04/2019 Present
Lpl Financial Llc Sacramento CA 04/2019 Present
  • 06/2015 → 03/2017
    Fidelity Brokerage Services Llc
    Albuquerque, NM
  • 03/2017 → 04/2018
    Fidelity Brokerage Servies Llc
    Greenwood Village, CO
  • 04/2018 → 04/2019
    B & B Landscaping Inc.
    Genoa, NV
  • 04/2019 → Present
    Golden 1 Credit Union
    Sacramento, CA
  • 04/2019 → Present
    Sacramento, CA
Other Businesses

1)4/17/19- Golden 1 Investment Services -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-26
S63 Uniform Securities Agent State Law Examination 2015-09-28
  • S66 Uniform Combined State Law Examination
    2019-07-26
  • S63 Uniform Securities Agent State Law Examination
    2015-09-28

View on SEC IAPD

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