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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Albuquerque | NM | 06/2015 | 03/2017 |
| Fidelity Brokerage Servies Llc | Greenwood Village | CO | 03/2017 | 04/2018 |
| B & B Landscaping Inc. | Genoa | NV | 04/2018 | 04/2019 |
| Golden 1 Credit Union | Sacramento | CA | 04/2019 | Present |
| Lpl Financial Llc | Sacramento | CA | 04/2019 | Present |
1)4/17/19- Golden 1 Investment Services -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-28 |
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