Rick David Martinez

Current Employers

Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-17
TX	RA	APPROVED	2026-06-16

CA RA
APPROVED

Since 2026-06-17
TX RA
APPROVED

Since 2026-06-16

Branch Locations

5375 Walnut Ave., Unit 2463, Chino, CA 91708 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Center Street Securities	Upland	CA	07/2014	02/2020
Great Point Capital, Llc	Chicago	IL	02/2020	06/2026
Retirement Wealth Management	Upland	CA	11/2020	03/2025
Great Point Advisors, Llc	Chicago	IL	03/2025	06/2026
Ausdal Financial Partners, Inc	Davenport	IA	06/2026	Present

07/2014 → 02/2020

Center Street Securities

Upland, CA
02/2020 → 06/2026

Great Point Capital, Llc

Chicago, IL
11/2020 → 03/2025

Retirement Wealth Management

Upland, CA
03/2025 → 06/2026

Great Point Advisors, Llc

Chicago, IL
06/2026 → Present

Ausdal Financial Partners, Inc

Davenport, IA

Previous Registrations

2025-03-17 → 2026-06-17

Quincy Wells Advisors, Llc

Chino, CA

Chicago, IL
2020-11-05 → 2025-03-14

Retirement Wealth Management

Upland, CA
2017-03-03 → 2020-03-10

Center Street Advisors, Inc.

Upland, CA

Nashville, TN
2015-08-06 → 2017-03-09

Secure Investment Management, Llc

Upland, CA

Tucson, AZ

Other Businesses

RDM FINANCIAL; INVESTMENT RELATED; CHINO, CA; OUTSIDE INSURANCE SALES; AGENT/OWNER; ACTIVITY BEGAN 11/2010; I DEVOTE APPX 20 HOURS PER MONTH TO THIS ACTIVITY WITH ALL OF THOSE HOURS DURING TRADING HOURS; ASSIST CLIENTS WITH INSURANCE NEEDS INCLUDING SELECTING A MEDICARE PLAN. SUBSTITUTE TEACHER; NOT INVESTMENT RELATED; CORONA, CA; EDUCATION; SUBSTITUTE TEACHER; ACTIVITY BEGAN 08/2016; I DEVOTE APPX 12 HOURS PER MONTH TO THIS ACTIVITY WITH ALL OF THOSE HOURS DURING TRADING HOURS; GENERAL EDUCATION TEACHER/ VIRTUAL MEETING ATTENDANCE TO ASSESS SPECIAL NEEDS PLAN.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-09-05
S65	Uniform Investment Adviser Law Examination	2014-09-30

S63 Uniform Securities Agent State Law Examination

2018-09-05
S65 Uniform Investment Adviser Law Examination

2014-09-30

Designations

View on SEC IAPD