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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-08-15 |
Branch Locations
425 Wilcox St Suite #120, Castle Rock, CO 80104 • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 09/2015 | 08/2019 |
| Blue Raven Solar | Castle Rock | CO | 01/2018 | Present |
| Ifp Securities, Llc | Tampa | FL | 08/2019 | Present |
| Independent Financial Partners | Tampa | FL | 08/2019 | Present |
(1) Nielson Wealth Management; DBA; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; Financial Planning, investment management and insurance firm; Start 1/28/2016; 160 hr/mo, 120 hr/mo during trading. (2) Fixed Insurance with Various Companies; Fixed Insurance; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; Fixed insurance with various carriers selling life, fixed annuities, long term card and Medicare; Start 10/2/2017; 12 hr/mo, 12 hr/mo during trading. (3) Nielson Insurance Solutions; DBA; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; DBA for Fixed Insurance; Start 10/2/2017; 12 hr/mo, 12 hr/mo during trading. (4) NAME OF OTHER BUSINESS: KRKS 94.7 - THE WORD; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RADIO STATION; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: HOST APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES:TALK, HOST, AND EDUCATE LISTENERS. (5) Retirement Income Group; DBA for Fixed Insurance; 6635 S. Dayton St, Ste 300, Greenwood Village CO 80111; Agent; Fixed Insurance; Start 12/22/2020; 12 hr/mo, 12 hr/mo during trading. (6) Nielson Support Services - not investment related - 2760 Deerfoot Way Castle Rock CO 80109 - Work with CPA in processing tax returns and helping him better serve his clients - Sole Proprietorship/Single Owner - start date 2/12/2024 - 20 hours/month - 8 hours/month during trading - Process and file tax returns and talk with clients about their tax returns and situation. (7) Summit Tax Strategy and Planning - not investment related - 2760 Deerfoot Way Castle Rock CO 80109 - Tax preparation and tax planning for tax clients - Owner - start date 1/15/2026 - 30 hours per month, all of which are during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-27 |
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