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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-08-15
  • CO RA
    APPROVED
    Since 2019-08-15

Branch Locations

425 Wilcox St Suite #120, Castle Rock, CO 80104 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 09/2015 08/2019
Blue Raven Solar Castle Rock CO 01/2018 Present
Ifp Securities, Llc Tampa FL 08/2019 Present
Independent Financial Partners Tampa FL 08/2019 Present
  • 09/2015 → 08/2019
    Cetera Advisors Llc
    Denver, CO
  • 01/2018 → Present
    Blue Raven Solar
    Castle Rock, CO
  • 08/2019 → Present
    Ifp Securities, Llc
    Tampa, FL
  • 08/2019 → Present
    Tampa, FL
Previous Registrations
  • 2016-10-26 → 2019-08-26
    Cetera Advisors Llc
    Greenwood Village, CO
Other Businesses

(1) Nielson Wealth Management; DBA; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; Financial Planning, investment management and insurance firm; Start 1/28/2016; 160 hr/mo, 120 hr/mo during trading. (2) Fixed Insurance with Various Companies; Fixed Insurance; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; Fixed insurance with various carriers selling life, fixed annuities, long term card and Medicare; Start 10/2/2017; 12 hr/mo, 12 hr/mo during trading. (3) Nielson Insurance Solutions; DBA; Investment Related; 6635 S. Dayton St, Ste 300, Greenwood Village, CO 80111; Agent; DBA for Fixed Insurance; Start 10/2/2017; 12 hr/mo, 12 hr/mo during trading. (4) NAME OF OTHER BUSINESS: KRKS 94.7 - THE WORD; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RADIO STATION; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: HOST APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES:TALK, HOST, AND EDUCATE LISTENERS. (5) Retirement Income Group; DBA for Fixed Insurance; 6635 S. Dayton St, Ste 300, Greenwood Village CO 80111; Agent; Fixed Insurance; Start 12/22/2020; 12 hr/mo, 12 hr/mo during trading. (6) Nielson Support Services - not investment related - 2760 Deerfoot Way Castle Rock CO 80109 - Work with CPA in processing tax returns and helping him better serve his clients - Sole Proprietorship/Single Owner - start date 2/12/2024 - 20 hours/month - 8 hours/month during trading - Process and file tax returns and talk with clients about their tax returns and situation. (7) Summit Tax Strategy and Planning - not investment related - 2760 Deerfoot Way Castle Rock CO 80109 - Tax preparation and tax planning for tax clients - Owner - start date 1/15/2026 - 30 hours per month, all of which are during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-24
S63 Uniform Securities Agent State Law Examination 2016-01-27
  • S66 Uniform Combined State Law Examination
    2016-08-24
  • S63 Uniform Securities Agent State Law Examination
    2016-01-27

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