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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-06-12 |
| FL | RA | APPROVED | 2024-12-10 |
Branch Locations
111 E Kilbourn Ave Fl 24 [Support Center], Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Jacksonville | FL | 06/2015 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 11/2016 | 09/2022 |
| Bank Of America, N.A. | Jacksonville | FL | 12/2016 | 09/2022 |
| Osaic Wealth | Atlantic Beach | FL | 09/2022 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-17 |
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