Troy Savio Fonseca

LPl Financial LLC

CRD 6523964

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-05-30

NJ RA
APPROVED

Since 2018-05-30

Branch Locations

6851 Jericho Tpke Ste 270, Syosset, NY 11791 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Paul Global Benefits	Syosset	NY	07/2015	Present
Woodbury Financial Services Inc	Syosset	NY	01/2016	05/2018
Lpl Financial Llc	Syosset	NY	05/2018	Present

07/2015 → Present

Paul Global Benefits

Syosset, NY
01/2016 → 05/2018

Woodbury Financial Services Inc

Syosset, NY
05/2018 → Present

Lpl Financial Llc

Syosset, NY

Previous Registrations

2017-01-19 → 2018-06-01

Woodbury Financial Services, Inc.

Syosset, NY

Other Businesses

1)05/29/2018 - DBA for LPL Business (entity for LPL business) - Paul Global Advisors LLC - 100% - SYOSSET, NY 11791

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-25

S66 Uniform Combined State Law Examination

2016-05-25

Other Names

Troy Fonseca

View on SEC IAPD

More in Syosset, NY

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