Adam Batchelor

Osaic Institutions, Inc.

CRD 6523959

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-10-27

NC RA
APPROVED

Since 2022-10-27

Branch Locations

Charlotte, NC • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Fort Mill	SC	06/2015	04/2022
Infinex Investments, Inc.	Meriden	CT	04/2022	Present

06/2015 → 04/2022

Lpl Financial, Llc

Fort Mill, SC
04/2022 → Present

Infinex Investments, Inc.

Meriden, CT

Previous Registrations

2018-09-06 → 2022-05-25

Lpl Financial Llc

Fort Mill, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-06

S66 Uniform Combined State Law Examination

2018-09-06

View on SEC IAPD

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