Lee R Roberts

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-03-18

Branch Locations

5388 Augusta Road, Lexington, SC 29072 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Columbia	SC	07/2015	02/2023
Morgan Stanley Private Bank, National Association	New York	NY	12/2015	02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	SC	03/2023	03/2025
Bank Of America, N.A.	Columbia	SC	05/2023	03/2025
Safe Federal Cu	Lexington	SC	03/2025	Present
Lpl Financial Llc	Lexington	SC	03/2025	Present

07/2015 → 02/2023

Morgan Stanley Smith Barney Llc

Columbia, SC
12/2015 → 02/2023

Morgan Stanley Private Bank, National Association

New York, NY
03/2023 → 03/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC
05/2023 → 03/2025

Bank Of America, N.A.

Columbia, SC
03/2025 → Present

Safe Federal Cu

Lexington, SC
03/2025 → Present

Lpl Financial Llc

Lexington, SC

2023-05-09 → 2025-03-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC
2015-10-07 → 2023-03-01

Morgan Stanley

Columbia, SC

1- 03/2025 / SAFE INVESTMENT SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-02

Other Firms