Sara Ashmawy

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2018-04-23

NY RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2018-04-23

Branch Locations

520 Broad Hollow Road, New York, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Melville	NY	06/2015	Present
Nylife Securities, Llc	Melville	NY	07/2015	Present
Eagle Strategies, Llc	Melville	NY	04/2017	Present
Pinnacle Strategies, Inc.	Melville	NY	06/2019	Present

06/2015 → Present

New York Life Insurance Company

Melville, NY
07/2015 → Present

Nylife Securities, Llc

Melville, NY
04/2017 → Present

Eagle Strategies, Llc

Melville, NY
06/2019 → Present

Pinnacle Strategies, Inc.

Melville, NY

Other Businesses

Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;520 Boadhollow Rd Melville NY 11747; Start Date 04/2019; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF PINNACLE STRATEGIES, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; MELVILLE, NY; START DATE: 06/2019]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-04

S66 Uniform Combined State Law Examination

2017-11-04

Other Names

Sara Assad Ashmawy

View on SEC IAPD