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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-07-10
  • MD RA
    APPROVED
    Since 2017-07-10

Branch Locations

Sykesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2015 Present
Midland National Life Baltimore MD 10/2010 Present
Midland National Life Baltimore MD 10/2010 Present
Midland National Life Baltimore MD 10/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2017 Present
  • 07/2015 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2010 → Present
    Midland National Life
    Baltimore, MD
  • 10/2010 → Present
    Midland National Life
    Baltimore, MD
  • 10/2010 → Present
    Midland National Life
    Baltimore, MD
  • 07/2017 → Present
    Fairfield, IA
Other Businesses

1. MIDLAND NATIONAL LIFE, ONE SAMMONS PLZ, SIOUX FALLS, SD, 1/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/WK - 3/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-35/WK-24/TRADING. SEE EMPLOYMENT FOR START DATE. 3. MURPHY FINANCIAL GROUP, 99 Tira Ct, Sykesville MD 21784, 02/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 150 HR/MO, 120 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
  • S66 Uniform Combined State Law Examination
    2017-06-26

View on SEC IAPD

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