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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2015 | Present |
| Midland National Life | Baltimore | MD | 10/2010 | Present |
| Midland National Life | Baltimore | MD | 10/2010 | Present |
| Midland National Life | Baltimore | MD | 10/2010 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2017 | Present |
1. MIDLAND NATIONAL LIFE, ONE SAMMONS PLZ, SIOUX FALLS, SD, 1/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/WK - 3/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-35/WK-24/TRADING. SEE EMPLOYMENT FOR START DATE. 3. MURPHY FINANCIAL GROUP, 99 Tira Ct, Sykesville MD 21784, 02/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 150 HR/MO, 120 Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-26 |
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