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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-17
TN RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2020-01-17
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

3401 Mallory Lane Suite 220, Franklin, TN 37067 • United States

1130 Carmack Blvd, Columbia, TN 38401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Franklin TN 07/2015 03/2017
Mml Investors Services, Llc Franklin TN 03/2017 Present
Massachusetts Mutual Life Insurance Company Franklin TN 07/2016 Present
  • 07/2015 → 03/2017
    Metlife Securities Inc.
    Franklin, TN
  • 03/2017 → Present
    Franklin, TN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Franklin, TN
Previous Registrations
  • 2016-10-18 → 2017-03-25
    Msi Financial Services, Inc.
    Memphis, TN
    Franklin, TN
Other Businesses

(1)NAME: STEVEN SAMUEL INV REL: Y ADD: 3401 MALLORY LANE, SUITE 220, FRANKLIN, TN 37067 NATURE: IND LIFE, P&C, GROUP HEALTH POSITION: AGENT START DATE: 09/01/2018 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-17
S63 Uniform Securities Agent State Law Examination 2015-10-13
  • S65 Uniform Investment Adviser Law Examination
    2016-09-17
  • S63 Uniform Securities Agent State Law Examination
    2015-10-13

View on SEC IAPD

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