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Charles Austin Carazo

Spire Wealth Management, LLC

Metairie, LA

Mclean, VA

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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-12-17
  • LA RA
    APPROVED
    Since 2018-12-17

Branch Locations

111 Veterans Blvd Suite 1500, Metairie, LA 70005 • United States

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ron Carazo And Associates Metairie LA 01/2016 Present
  • 01/2016 → Present
    Ron Carazo And Associates
    Metairie, LA
Other Businesses

IAR of Spire Wealth Management, an affiliated company, since 12/2018. Independent insurance sales of Fixed insurance, 10 hours/month, since 10/2016.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-14
  • S66 Uniform Combined State Law Examination
    2018-12-14

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Metairie, LA
MERCER GLOBAL ADVISORS INC. · Metairie, LA
LPL ENTERPRISE, LLC · METAIRIE, LA
GUILBAULT CAPITAL · METAIRIE, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC · METAIRIE, LA
INDEPENDENT ADVISOR ALLIANCE, LLC · Metarie, LA

More in Metairie, LA

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