David Leigh Askenase

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Sanford C. Bernstein & Co., Llc
  New York, NY
• 09/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 11/2023 → Present
  Bank Of America, N.A.
  Dallas, TX

Previous Registrations

• 2017-07-07 → 2023-09-19
  Alliancebernstein L.P.
  New York, NY
  Dallas, TX

Other Businesses

I*4969267, Entity Type: Entity For Profit, Name of OBA: MCBDA, LLC, Address: Dallas, Texas, 75214, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/17/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: This will be a sole member LLC, and I will be making the investment decisions for the LLC. My attorney will be acting as Registered Agent for the entity. I am setting up an LLC for liability and asset protection purposes, taxed as a disregarded entity, for private investments. I will be using this for my investment in the previously approved Texoma South Project. I have filed the LLC with the state and have been give the entity name, MCBDA, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-27
• S63 Uniform Securities Agent State Law Examination
  2015-11-19

Designations

• Chartered Financial Analyst

Other Names

• David Leigh Askenase
• David Askenase