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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-05

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 06/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2023 Present
Bank Of America, N.A. Dallas TX 11/2023 Present
Previous Registrations
Other Businesses

I*4969267, Entity Type: Entity For Profit, Name of OBA: MCBDA, LLC, Address: Dallas, Texas, 75214, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/17/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: This will be a sole member LLC, and I will be making the investment decisions for the LLC. My attorney will be acting as Registered Agent for the entity. I am setting up an LLC for liability and asset protection purposes, taxed as a disregarded entity, for private investments. I will be using this for my investment in the previously approved Texoma South Project. I have filed the LLC with the state and have been give the entity name, MCBDA, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
S63 Uniform Securities Agent State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2017-06-27
  • S63 Uniform Securities Agent State Law Examination
    2015-11-19
Designations
Other Names
  • David Leigh Askenase
  • David Askenase

View on SEC IAPD

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