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Caylee Grace Fields

Cetera Investment Advisers LLC

Dayton, TN

Soddy Daisy, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
TN RA APPROVED 2017-05-04
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • TN RA
    APPROVED
    Since 2017-05-04

Branch Locations

1502 Market Street, Dayton, TN 37321 • United States

Soddy Daisy, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Corp. Palm Beach Gardens FL 06/2015 11/2016
Regions Bank Dayton TN 12/2016 Present
Cetera Investment Advisers Llc Dayton TN 05/2017 Present
Cetera Investment Services Llc St. Cloud MN 05/2017 Present
  • 06/2015 → 11/2016
    Money Concepts Corp.
    Palm Beach Gardens, FL
  • 12/2016 → Present
    Regions Bank
    Dayton, TN
  • 05/2017 → Present
    Cetera Investment Advisers Llc
    Dayton, TN
  • 05/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-16
  • S66 Uniform Combined State Law Examination
    2016-02-16
Other Names
  • Caylee G Cochran
  • Caylee Cochran
  • Caylee Grace Cochran

View on SEC IAPD

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Other Offices

EDWARD JONES · DAYTON, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Dayton, TN
EDWARD JONES · DAYTON, TN
PRINCIPAL SECURITIES, INC. · SALE CREEK, TN
EDWARD JONES · SALE CREEK, TN
EDWARD JONES · CLEVELAND, TN
EDWARD JONES · ATHENS, TN
EDWARD JONES · SODDY DAISY, TN

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