Daniel Tesfaye

Employer firm

Sequoia Financial Group, L.l.c. CRD 117756

$32.2B regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 06/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2018 → 06/2019
  Northwestern Mutual Investment Services, Llc
  Wilmington, NC
• 08/2013 → 08/2017
  University Of North Carolina Wilmington
  Wilmington, NC
• 07/2019 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greensboro, NC
• 09/2019 → Present
  Bank Of America N.A.
  Greensboro, NC
• 05/2022 → Present
  Sequoia Financial Group, L.L.C.
  Akron, OH
• 05/2022 → Present
  Sequoia Financial Group
  Akron, OH
• 05/2012 → 08/2017
  N/A
  N/A, NC

Previous Registrations

• 2019-09-11 → 2022-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Greensboro, NC

Other Businesses

Writing educational personal finance articles for a SeekingAlpha.com and earning a flat fee of $250.00 per article project.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-10
• S63 Uniform Securities Agent State Law Examination
  2019-03-26

Designations

• Certified Financial Planner

Other Names

• Daniel Demissie Tesfaye