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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-29 |
| NY | RA | APPROVED | 2022-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2015 | 04/2021 |
| Lpl Financial Llc | Fairfield | NJ | 05/2021 | 06/2022 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2021 | 07/2022 |
| Morgan Stanley | Purchase | NY | 06/2022 | Present |
*521615 - AC Capital Enterprises LLC; Investment Related: Yes ; Ramsey, New Jersey, Holding Company (LLC); Managing Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours : 0 ; After business hours : 0; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-07 |
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