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Thomas James O'COnnor

Blackrock Investment Management, LLC

Philadelphia, PA

Princeton, NJ

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-28
PA RA APPROVED 2025-04-25
  • NJ RA
    APPROVED
    Since 2025-04-28
  • PA RA
    APPROVED
    Since 2025-04-25

Branch Locations

2929 Arch Street 16Th Floor, Philadelphia, PA 19104 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Sausalito CA 01/2023 05/2023
Blackrock Sausalito CA 07/2019 12/2023
Sei Oaks PA 06/2017 07/2019
Pennrose Development Philadelphia PA 06/2016 05/2017
Vanguard Malvern PA 06/2023 07/2024
Blackrock Philadelphia PA 08/2024 Present
  • 01/2023 → 05/2023
    Blackrock Investments, Llc
    Sausalito, CA
  • 07/2019 → 12/2023
    Blackrock
    Sausalito, CA
  • 06/2017 → 07/2019
    Sei
    Oaks, PA
  • 06/2016 → 05/2017
    Pennrose Development
    Philadelphia, PA
  • 06/2023 → 07/2024
    Vanguard
    Malvern, PA
  • 08/2024 → Present
    Blackrock
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-25
  • S66 Uniform Combined State Law Examination
    2025-04-25
Other Names
  • Thomas James O'COnnor
  • Thomas O'COnnor
  • Thomas James Oconnor

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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