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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-11 |
Branch Locations
3215 S Cherokee Lane Suite 1630, Woodstock, GA 30188 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Portland | OR | 07/2015 | 07/2020 |
| Jpmorgan Chase Bank | Portland | OR | 06/2012 | 07/2020 |
| Alki Candle Company, Llc | Vancouver | WA | 01/2015 | 08/2018 |
| Mustard Seed Adoption Consultants | Cartersville | GA | 01/2019 | Present |
| Nonprofit Mortgage Company | Dallas | TX | 08/2021 | Present |
| Strategic Stewardship | Woodstock | GA | 03/2022 | Present |
| Kestra Investment Services Llc | Woodstock | GA | 03/2022 | Present |
Name: NONPROFIT MORTGAGE COMPANY POSITION: Mortgage loan originator NATURE: Mortgage/Lending Related INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2021 ADDRESS: 80 Columbia Cv, Dallas GA 30132, United States DESCRIPTION: I help individuals with financing their home purchases as a mortgage loan originator. NMLS 1242054. Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Adviser Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/05/2023 DDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Financial Planning &Investment Management Name: PROSPER MANAGEMENT, LLC POSITION: Member NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/24/2021 ADDRESS: 3330 Cobb Pkwy Ste 324 # 276, Dallas GA 30132, United States DESCRIPTION: I have a small amount of business owners that I work with on how to communicate with other companies in a more efficient and effective way and help them in debt placement through brokering commercial lending. Name: STRATEGIC STEWARDSHIP POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/08/2022 ADDRESS: 3215 S. Cherokee Lane, Suite 1630, Woodstock GA 30188, United States DESCRIPTION: Day to day Strategic Stewardship operations Name: ONCE LOST DISCIPLES POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 138 Dockside Downs Dr, Woodstock GA 30189, United States DESCRIPTION: My expectations are to provide general guidance and ministerial guidance for the three individuals that are involved in the day-to-day of the counseling center. This is strictly volunteer work and is an unpaid board position.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-07 |
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