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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-10-25
TX RA APPROVED_RES 2018-06-18
LA RA APPROVED 2016-11-04
  • MS RA
    APPROVED
    Since 2024-10-25
  • TX RA
    APPROVED_RES
    Since 2018-06-18
  • LA RA
    APPROVED
    Since 2016-11-04

Branch Locations

Slidell, LA • United States

2594 Front St, Slidell, LA 70458 • United States

571 Highway 51, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Slidell LA 02/2016 Present
Thrivent Financial Appleton WI 06/2016 Present
Other Businesses

CATHOLIC ARMORY POSITION: craftsman NATURE: Rosary and religious necklace maker. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: 509 Teddy avenue, Slidell LA 70458, United States DESCRIPTION: I sell these on arts and crafts website ETSY under the store name CATHOLICARMORY. I will then photograph and list the extra items on the website.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-03
S63 Uniform Securities Agent State Law Examination 2016-03-31
  • S65 Uniform Investment Adviser Law Examination
    2016-11-03
  • S63 Uniform Securities Agent State Law Examination
    2016-03-31

View on SEC IAPD

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