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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-03
  • WA RA
    APPROVED
    Since 2024-10-03

Branch Locations

32000 Pacific Highway S., Federal Way, WA 98003 • United States

10011 Gravelly Lake Dr Sw, Lakewood, WA 98499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Federal Way WA 06/2015 Present
Jpmorgan Chase Bank, N.A. Federal Way WA 09/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-03
S63 Uniform Securities Agent State Law Examination 2015-10-07
  • S66 Uniform Combined State Law Examination
    2024-10-03
  • S63 Uniform Securities Agent State Law Examination
    2015-10-07
Other Names
  • Joel Soltero Renteria

View on SEC IAPD

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