David Garcia

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 09/2020
  Morgan Stanley
  Aventura, FL
• 03/2018 → 05/2020
  Wells Fargo Bank
  Miami, FL
• 09/2015 → 03/2018
  T-Mobile (Mobile Store Operators)
  Hallandale Beach, FL
• 09/2020 → 12/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 12/2021 → 08/2022
  Morgan Stanley
  Aventura, FL
• 08/2022 → 04/2024
  Citigroup
  New York, NY
• 07/2024 → Present
  Ubs Financial Services, Inc
  New York, NY

Previous Registrations

• 2022-10-06 → 2024-05-07
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
• 2020-08-21 → 2022-09-12
  Morgan Stanley
  Aventura, FL

Exams

• S66 Uniform Combined State Law Examination
  2020-08-20

Other Names

• David Eugenio Garcia