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Le Ning Zhu

Morgan Stanley

Laguna Niguel, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-26
CA RA APPROVED 2017-08-24
  • TX RA
    APPROVED
    Since 2018-11-26
  • CA RA
    APPROVED
    Since 2017-08-24

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Glendale CA 12/2012 07/2017
Morgan Stanley Smith Barney Llc Laguna Niguel CA 07/2017 Present
  • 12/2012 → 07/2017
    Bank Of America, N.A.
    Glendale, CA
  • 07/2017 → Present
    Morgan Stanley Smith Barney Llc
    Laguna Niguel, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2009-12-18
Other Names
  • Lening Zhu
  • Lilla Zhu

View on SEC IAPD

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Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA

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