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Dominic Francis Cespino

Silver Oak Securities, Incorporated

Murfreesboro, TN

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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-10-16
  • TN RA
    APPROVED
    Since 2023-10-16

Branch Locations

1800 South Rutherford Blvd Suite 202, Murfreesboro, TN 37130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Hendersonville TN 06/2015 10/2019
Catholic Business League Franklin TN 07/2018 Present
Securities America, Inc Murfreesboro TN 09/2020 Present
  • 06/2015 → 10/2019
    Waddell & Reed Inc
    Hendersonville, TN
  • 07/2018 → Present
    Catholic Business League
    Franklin, TN
  • 09/2020 → Present
    Securities America, Inc
    Murfreesboro, TN
Previous Registrations
  • 2020-10-16 → 2023-09-22
    Securities America Advisors, Inc.
    Murfreesboro, TN
  • 2016-01-14 → 2019-10-28
    Waddell & Reed
    Nashville, TN
    Charleroi, PA
    Hendersonville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14
Other Names
  • Dominic Cespino
  • Dominic Francis Cespino

View on SEC IAPD

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Other Investors

TREY GOODMAN HELTON
Nicholas Anthony Mitchell
MICHAEL JOHN HULL
LORI ANNE CUNEO
JOHN BENJAMIN PHILLIPS
CRAIG HARRISON MILLER
Brennan Charles McGaughy
Corey Andrew Garner

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Murfreesboro, TN
EDWARD JONES · MURFREESBORO, TN
HULL WEALTH MANAGEMENT · MURFREESBORO, TN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MURFREESBORO, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
TRUIST ADVISORY SERVICES, INC. · MURFREESBORO, TN
AMERIPRISE FINANCIAL SERVICES, LLC · MURFREESBORO, TN

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