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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-19 |
Branch Locations
1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Westbury | NY | 07/2016 | 05/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2019 | Present |
| Cetera Investment Advisers Llc | Westbury | NY | 11/2024 | Present |
1. LIMITED MEDICAL POA FOR MOTHER (RONNI E KNOX) 2. CO-EXECUTOR FOR FATHER'S ESTATE (ROBERT C KNOX III) 3. ANGAROLA & MAHABADI WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-17 |
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