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Alex Baier

Rls Private Wealth Consulting, Inc.

Hollister, CA

Concord, CA

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Current Employers
Rls Private Wealth Consulting, Inc.

Hollister, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-03
  • CA RA
    APPROVED
    Since 2025-02-03

Branch Locations

Hollister, CA • United States

Concord, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Walnut Creek CA 06/2015 03/2018
William Richardson San Francisco CA 04/2018 12/2024
Northwestern Mutual Investment Services Llc San Francisco CA 04/2018 12/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2019 12/2024
Rls Private Wealth Consulting, Inc. Hollister CA 02/2025 Present
  • 06/2015 → 03/2018
    Foresters Financial Services
    Walnut Creek, CA
  • 04/2018 → 12/2024
    William Richardson
    San Francisco, CA
  • 04/2018 → 12/2024
    Northwestern Mutual Investment Services Llc
    San Francisco, CA
  • 07/2019 → 12/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2025 → Present
    Rls Private Wealth Consulting, Inc.
    Hollister, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-10
S63 Uniform Securities Agent State Law Examination 2015-08-14
  • S65 Uniform Investment Adviser Law Examination
    2024-12-10
  • S63 Uniform Securities Agent State Law Examination
    2015-08-14
Designations
Other Names
  • Alexander Mckinley Baier
  • Alex M Baier
  • Alexander M Baier

View on SEC IAPD

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