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Robert Samuel Dye

Family Wealth Partners, LLC

Matthews, NC

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Current Employers
Family Wealth Partners, Llc

2518 Plantation Center Drive, Matthews, NC 28105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-24
  • NC RA
    APPROVED
    Since 2022-01-24

Branch Locations

2518 Plantation Center Drive, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 06/2015 01/2017
Lpl Financial, Llc Matthews NC 03/2017 01/2022
Independent Advisor Alliance Matthews NC 03/2017 01/2022
Family Wealth Partners, Llc Matthews NC 01/2019 Present
Family Wealth Partners, Llc Matthews NC 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-13
  • S66 Uniform Combined State Law Examination
    2015-08-13
Designations

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
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Ashton L Dufresne
Collin J Brantmeyer
Joseph A Marano
BRADLEY PHILLIP KELLEN
DAVID REID

Other Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC
LPL ENTERPRISE, LLC · MATTHEWS, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Matthews, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MATTHEWS, NC
LPL ENTERPRISE, LLC · STALLING, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC

More in Matthews, NC

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