Corey Novak

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2017
  Julian Strategic Alliance
  Kimberly, WI
• 01/2017 → 04/2017
  Jp Morgan Chase Bank N.A.
  Chicago, IL
• 12/2015 → 01/2017
  Msi Financial Services, Inc.
  Kimberly, WI
• 04/2017 → Present
  Jpmorgan Securities Llc
  Chicago, IL
• 01/2019 → Present
  Jpmorgan Chase Bank, N.A.
  Chicago, IL

Previous Registrations

• 2016-06-01 → 2017-01-09
  Msi Financial Services, Inc.
  Kimberly, WI

Other Businesses

Entity Name: Holy Trinity Orthodox Chruch Investment related: Yes Address: 1121 Chicago IL Nature of the other business: Religious Organization Position/Title/Relationship: Officer Start Date: 10-Feb-2019 Approximate # of hours a month: 24 Approximate # of hours during securities trading hours: 0-1 Briefly describe your duties: Treasurer Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-09

Designations

• Certified Financial Planner

Other Names

• Corey Novak
• Corey Novak