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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-22
  • FL RA
    APPROVED
    Since 2018-05-22

Branch Locations

Miami, FL • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trade Audio Miami FL 06/2016 03/2018
Resf - Real Estate Sales Force Coral Gables FL 07/2016 07/2017
Icma-Rc Washington DC 03/2018 Present
  • 06/2016 → 03/2018
    Trade Audio
    Miami, FL
  • 07/2016 → 07/2017
    Resf - Real Estate Sales Force
    Coral Gables, FL
  • 03/2018 → Present
    Icma-Rc
    Washington, DC
Previous Registrations
  • 2012-10-01 → 2016-06-13
    Miami, FL
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Weston, FL
    Weston, FL
    Davie, FL
    Cooper City, FL
    Pembroke Pines, FL
    Pembroke Pines, FL
    Cooper City, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Pembroke Pines, FL
    Cooper City, FL
  • 2006-05-26 → 2009-05-02
    Wamu Investments, Inc.
    Miami Shores, FL
    North Miami, FL
    Miami, FL
    North Miami, FL
    Aventura, FL
    Cooper City, FL
    Miami, FL
    Cooper City, FL
    Weston, FL
    Weston, FL
    Davie, FL
    Pembroke Pines, FL
    Pembroke Pines, FL
    Miami Beach, FL
  • 2005-02-22 → 2006-01-11
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2005-02-18

View on SEC IAPD

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