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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-13
  • NY RA
    APPROVED
    Since 2025-08-13

Branch Locations

1881 Monroe Avenue, Rochester, NY 14618 • United States

100 Canal View Blvd, Rochester, NY 14623 • United States

11 State Street, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Waltham MA 01/2016 12/2018
New York Life Insurance Company Waltham MA 06/2015 12/2018
Td Bank N.A. Hyannis MA 01/2019 09/2022
Td Private Wealth Llc Cherry Hill NJ 05/2020 09/2022
Td Bank N.A. Wellesley MA 09/2022 07/2024
Td Private Client Wealth Llc Wellesley MA 09/2022 07/2024
Citizens Securities, Inc. Wellesley MA 07/2024 07/2025
Lpl Financial Llc Brighton NY 08/2025 Present
Esl Investment Services, Llc Brighton NY 08/2025 Present
  • 01/2016 → 12/2018
    Nylife Securities Llc
    Waltham, MA
  • 06/2015 → 12/2018
    New York Life Insurance Company
    Waltham, MA
  • 01/2019 → 09/2022
    Td Bank N.A.
    Hyannis, MA
  • 05/2020 → 09/2022
    Td Private Wealth Llc
    Cherry Hill, NJ
  • 09/2022 → 07/2024
    Td Bank N.A.
    Wellesley, MA
  • 09/2022 → 07/2024
    Wellesley, MA
  • 07/2024 → 07/2025
    Wellesley, MA
  • 08/2025 → Present
    Brighton, NY
  • 08/2025 → Present
    Esl Investment Services, Llc
    Brighton, NY
Previous Registrations
  • 2024-07-24 → 2025-08-01
    Johnston, RI
    Hudson, MA
    Wellesley, MA
    Weston, MA
    Needham, MA
    Needham, MA
  • 2020-08-18 → 2024-07-05
    Mount Laurel, NJ
    Hyannis, MA
    Springfield, MA
    Orleans, MA
    Manchester, NH
    Falmouth, MA
    Wellesley, MA
    Wellesley, MA
    Hartford, CT
    Sandwich, MA
    Wellesley, MA
Other Businesses

1) 08/2025 - ESL Investment Services LLC ( Broker - dealer general agency) / Agent / Non-Variable Insurance / Inv Related / Rochester NY 14604 / Start date 08/11/2025 - 20 hrs per month - 12 % time spent 2) 08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name ESL Investment Services Inv Related / At reported business location (s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-29
S65 Uniform Investment Adviser Law Examination 2020-08-18
  • S63 Uniform Securities Agent State Law Examination
    2023-09-29
  • S65 Uniform Investment Adviser Law Examination
    2020-08-18
Other Names
  • Michael Elias Yacoub

View on SEC IAPD

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