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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-13 |
Branch Locations
1881 Monroe Avenue, Rochester, NY 14618 • United States
100 Canal View Blvd, Rochester, NY 14623 • United States
11 State Street, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 01/2016 | 12/2018 |
| New York Life Insurance Company | Waltham | MA | 06/2015 | 12/2018 |
| Td Bank N.A. | Hyannis | MA | 01/2019 | 09/2022 |
| Td Private Wealth Llc | Cherry Hill | NJ | 05/2020 | 09/2022 |
| Td Bank N.A. | Wellesley | MA | 09/2022 | 07/2024 |
| Td Private Client Wealth Llc | Wellesley | MA | 09/2022 | 07/2024 |
| Citizens Securities, Inc. | Wellesley | MA | 07/2024 | 07/2025 |
| Lpl Financial Llc | Brighton | NY | 08/2025 | Present |
| Esl Investment Services, Llc | Brighton | NY | 08/2025 | Present |
1) 08/2025 - ESL Investment Services LLC ( Broker - dealer general agency) / Agent / Non-Variable Insurance / Inv Related / Rochester NY 14604 / Start date 08/11/2025 - 20 hrs per month - 12 % time spent 2) 08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name ESL Investment Services Inv Related / At reported business location (s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-29 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-18 |
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