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Kathryn Elizabeth Shea

Chez Shea LLC

Dover, NH

CRD 4869718

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Employer firm

Chez Shea LLC CRD 334080

$2.21M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • ANALYTICAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Chez Shea Llc

Dover, NH • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-02-07
  • NH RA
    APPROVED
    Since 2025-02-07

Branch Locations

Dover, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Wendell Associates Portsmouth NH 05/2015 05/2017
David Wendell Associates Portsmouth NH 05/2017 05/2020
David Wendell Associates Portsmouth NH 05/2020 08/2023
Chea Shea Llc Dover NH 11/2024 Present
Voluntary Unemployment Dover NH 09/2023 10/2024
  • 05/2015 → 05/2017
    David Wendell Associates
    Portsmouth, NH
  • 05/2017 → 05/2020
    David Wendell Associates
    Portsmouth, NH
  • 05/2020 → 08/2023
    David Wendell Associates
    Portsmouth, NH
  • 11/2024 → Present
    Chea Shea Llc
    Dover, NH
  • 09/2023 → 10/2024
    Voluntary Unemployment
    Dover, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-06
  • S65 Uniform Investment Adviser Law Examination
    2004-12-06
Other Names
  • Kathryn Elizabeth Shea
  • Kathryn Elizabeth Pearson
  • Kathryn Elizabeth Ferry

View on SEC IAPD

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