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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-06 |
Branch Locations
1127 Floral Parkway Suite 100, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rexroad Retirement Llc | Wilmington | NC | 07/2021 | 01/2022 |
| Elliott Davis Llc | Greenville | SC | 09/2018 | 06/2021 |
| Bob Jones University | Greenville | SC | 08/2014 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 07/2021 | 01/2022 |
| Commonwealth Financial Network | Waltham | MA | 01/2022 | Present |
| Rexroad Retirement & Wealth Management | Wilmington | NC | 01/2022 | Present |
1. Fixed insurance sales; as of 11/29/2023; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Rexroad Retirement LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2026; 0% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-03 |
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