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Aayushi Jain

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-17
NJ RA APPROVED 2021-12-08
NY RA APPROVED 2021-12-04
  • TX RA
    APPROVED
    Since 2022-08-17
  • NJ RA
    APPROVED
    Since 2021-12-08
  • NY RA
    APPROVED
    Since 2021-12-04

Branch Locations

666 3Rd Ave, New York, NY 10017 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Saddle Brook NJ 07/2015 04/2017
Nylife Securities Llc Saddle Brook NJ 03/2016 04/2017
Wells Fargo Bank, Na New York NY 04/2017 Present
Wells Fargo Clearing Services, Llc New York NY 11/2021 Present
  • 07/2015 → 04/2017
    New York Life Insurance Co.
    Saddle Brook, NJ
  • 03/2016 → 04/2017
    Nylife Securities Llc
    Saddle Brook, NJ
  • 04/2017 → Present
    Wells Fargo Bank, Na
    New York, NY
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-04
S63 Uniform Securities Agent State Law Examination 2017-01-17
  • S66 Uniform Combined State Law Examination
    2021-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-01-17

View on SEC IAPD

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