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Jessica Galvin Pariser

Galvin, Gaustad & Stein, LLC

Scottsdale, AZ

Broomfield, CO

Fort Collins, CO

Denver, CO

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Current Employers
Galvin, Gaustad & Stein, Llc

7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
AZ RA APPROVED 2018-08-30
  • CO RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2018-08-30

Branch Locations

7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States

11001 W. 120Th Ave Suite 400, Broomfield, CO 80021 • United States

2850 E Harmony Road Suite 201, Fort Collins, CO 80528 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 06/2015 07/2018
Galvin Gaustad & Stein Llc Scottsdale AZ 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2015-07-29
  • S65 Uniform Investment Adviser Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2015-07-29
Designations
Other Names
  • Jessica Rachel Galvin
  • Jessica Rachel Pariser

View on SEC IAPD

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