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Nathaniel John Wineland

Janney Montgomery Scott LLC

Charlotte, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-04
TX RA APPROVED 2023-01-04
PA RA APPROVED 2019-08-23
  • NC RA
    APPROVED
    Since 2023-01-04
  • TX RA
    APPROVED
    Since 2023-01-04
  • PA RA
    APPROVED
    Since 2019-08-23

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2015 08/2019
Janney Montgomery Scott Llc Philadelphia PA 08/2019 03/2021
Janney Montgomery Scott Llc Philadelphia PA 03/2021 12/2022
Janney Montgomery Scott Llc Philadelphia PA 12/2022 01/2023
Janney Montgomery Scott Llc Charlotte NC 01/2023 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-28
  • S63 Uniform Securities Agent State Law Examination
    2015-07-28
Designations
Other Names
  • Nate John Wineland
  • Nathaniel Wineland
  • Nate Wineland

View on SEC IAPD

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