Best Investors Account Sign in

Margaret Mary Kelleher

Ameriprise Financial Services, LLC

Matawan, NJ

Eatontown, NJ

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-08-29
  • NJ RA
    APPROVED
    Since 2006-08-29

Branch Locations

14 Cliffwood Ave Ste 230, Matawan, NJ 07747 • United States

Eatontown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Red Bank NJ 07/2006 03/2020
Ameriprise Financial Services, Llc Matawan NJ 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 2005-02-07
  • S65 Uniform Investment Adviser Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    2005-02-07
Other Names
  • Margaret M Kelleher

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
MILLER TABAK ASSET MANAGEMENT
LPL FINANCIAL LLC
LATITUDE ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
ROYAL FUND MANAGEMENT, LLC
AMERITAS ADVISORY SERVICES, LLC

Other Investors

THOMAS VASTARDIS
JOHN HARRIS KONECKY
LINDA JEAN PRESSLER
KENNY AVENIL
Amira Ibrahim
Leandro DaCosta
John Schade
RALPH ERNEST ROSENBAUM

Other Offices

CETERA INVESTMENT ADVISERS LLC · MATAWAN, NJ
MILLER TABAK ASSET MANAGEMENT · MATAWAN, NJ
LPL FINANCIAL LLC · MATAWAN, NJ
LATITUDE ADVISORS, LLC · Aberdeen, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ABERDEEN, NJ
J.P. MORGAN SECURITIES LLC · MATAWAN, NJ
CETERA INVESTMENT ADVISERS LLC · MATAWAN, NJ
ROYAL FUND MANAGEMENT, LLC · Matawan, NJ

More in Matawan, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor