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Christopher Robert Settle

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-08-06
  • NC RA
    APPROVED
    Since 2018-08-06

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Investments St Louis MO 07/2015 12/2017
Ubs Financial Services Inc. Charlotte NC 07/2018 Present
Unemployed St Louis MO 12/2017 07/2018
  • 07/2015 → 12/2017
    Edward Jones Investments
    St Louis, MO
  • 07/2018 → Present
    Charlotte, NC
  • 12/2017 → 07/2018
    Unemployed
    St Louis, MO
Previous Registrations
  • 2015-09-09 → 2018-01-04
    Edgewood, MD
    St Louis, MO
    Maryland Heights, MO
    Charleston, SC
Other Businesses

Uber Type of business: Transportation San Francisco, CA Start date: 11/2/2015 Driver Hours per week: 2 Hours during trading: 0 Peer-to-peer transportation service, rideshare program" Lyft Type of business: Transportation San Francisco, CA Start date: 11/13/2017 Driver Hours per week: 2 Hours during trading: 0 Peer-to-peer transportation service, rideshare program"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-04
  • S66 Uniform Combined State Law Examination
    2015-09-04

View on SEC IAPD

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