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Stephen John Benak

Ameriprise Financial Services, LLC

Hingham, MA

Pembroke, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-02-08
TX RA APPROVED 2022-07-01
  • NH RA
    APPROVED
    Since 2023-02-08
  • TX RA
    APPROVED
    Since 2022-07-01

Branch Locations

25 Recreation Park Dr Ste 100, Hingham, MA 02043 • United States

Pembroke, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 07/2015 03/2019
Morgan Stanley Private Bank, National Association New York NY 10/2017 03/2019
Ameriprise Financial Services, Inc. Boston MA 04/2019 03/2020
Ameriprise Financial Services, Llc Boston MA 03/2020 Present
  • 07/2015 → 03/2019
    Morgan Stanley
    Boston, MA
  • 10/2017 → 03/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Boston, MA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-05
  • S66 Uniform Combined State Law Examination
    2013-07-05
Other Names
  • Stephen John Benak
  • Stephen Benak

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA

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