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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-20 |
| TX | RA | APPROVED | 2023-01-20 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 06/2015 | 01/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2018 | 01/2023 |
| Jpmorgan Chase Bank Na | Greenwich | CT | 01/2023 | Present |
| Jpmorgan Securities Llc | Greenwich | CT | 01/2023 | Present |
| The Hive House | Greenwich | CT | 03/2025 | Present |
| Man 3 Enterprises | Brainard | MN | 12/2025 | Present |
Entity Name: The Hive House Investment related: No Address: https://www.hivehousemn.com/ Nature of the other business: Health & Wellness Position/Title/Relationship: Owner Partner Start Date: 03/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This company is a passion project to create a space for women recovering from alcoholism or drug addiction. This is a passive company with less than one hour per week of any dedicated time. Entity Name: MAN 3 Enterprises Investment related: No Address: 2 properties in Brainard, MN Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/22/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an owner in the listed residential addresses. The homes serve as sober homes for women and children. I am a silent partner and dedicate less than 1 hr per week Entity Name: The Hive House 2 Investment related: No Address: Park Rapids, MN Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I personally am an owner of the real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-03 |
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