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Current Employers
Transce3Nd Llc

835 Main Street Building 200, Buda, TX 78610 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-17
TX RA APPROVED 2022-10-17
  • MO RA
    APPROVED
    Since 2022-10-17
  • TX RA
    APPROVED
    Since 2022-10-17

Branch Locations

835 Main Street Building 200, Buda, TX 78610 • United States

906 South Kirkwood Rd, Kirkwood, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E3 Consultantsgroup St. Louis MO 06/2014 Present
National Planning Corporation Festus MO 08/2015 07/2017
Kalos Capital Alpharetta GA 07/2017 07/2022
Kalos Management Alpharetta GA 07/2017 07/2022
Madison Avenue Securities San Diego CA 07/2022 Present
Ae Wealth Management Llc Topeka KS 07/2022 10/2022
E3 Wealth St. Louis MO 07/2017 Present
Transce3Nd Llc Buda TX 10/2022 Present
  • 06/2014 → Present
    E3 Consultantsgroup
    St. Louis, MO
  • 08/2015 → 07/2017
    National Planning Corporation
    Festus, MO
  • 07/2017 → 07/2022
    Kalos Capital
    Alpharetta, GA
  • 07/2017 → 07/2022
    Kalos Management
    Alpharetta, GA
  • 07/2022 → Present
    Madison Avenue Securities
    San Diego, CA
  • 07/2022 → 10/2022
    Topeka, KS
  • 07/2017 → Present
    E3 Wealth
    St. Louis, MO
  • 10/2022 → Present
    Buda, TX
Previous Registrations
  • 2022-07-29 → 2023-01-18
    Topeka, KS
    Kirkwood, MO
  • 2017-07-07 → 2022-08-01
    Kalos Management
    Sunset Hills, MO
    Ponte Vedra Beach, FL
  • 2016-01-21 → 2017-07-10
    National Planning Corporation
    Crystal City, MO
    St. Louis, MO
Other Businesses

1) E3 CONSULTANTS GROUP POS: Financial Advisor NATURE: Provide clients with access to life ins, fixed insurance thru various companies. INV RELATED: No # OF HRS: 20 SEC TRADING HOURS: 20 START DATE: 06/24/2015 ADDRS: 906 S. Kirkwood Rd, Kirkwood, MO 63122 DESCR: Provide clients with life ins illustrations & products & ensure that the product appropriate in the client's financial picture. 2) SCC RENTALS, LLC POSITION: Partner/Owner NATURE: My father and I will be purchasing buy and hold rental properties for the purpose of steady, passive cash flow in the Springfield and St. Louis, Missouri area. Currently we do not have any properties but will be purchasing within the next 6 months. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2018 ADDRESS: 2378 W Darby, Springfield MO 65810, United States DESCRIPTION: I will help to find the properties, invest the capital, discover the financing, and help my father repair anything we can handle on the properties. If necessary, I will help in the sale of the properties if for some reason we get rid of one. I will help manage the business checking account. 3) CAPPS CAPITAL LLC Position: Owner: Nature S Corp LLC for business income. Start date 05/2022. 4.) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 5.) TRANSCE3ND POSITION: Investment Adviser Representative: Investment Related: Yes; NATURE: Registered Investment Adviser firm. INV RELATED: No # OF HRS: 40 SEC TRADING HOURS: 40 START DATE: 10/2022: ADDRESS: 835 Main Street, Building #2, Buda, TX 78610: DUTIES: Private Wealth Advisor 6.) NAME: C2 RENTALS; ADDRESSS: 7054 DALE AVENUE, ST LOUIS MO 63117; INVESTMENT RELATED: NO; POSITION: OWNER; DUTIES: OWNER OF RENTAL PROPERTIE; HOURS PER WEEK: 0-5 HRS PER WEEK; START DATE: 11/1/2023 7.) Name: e3 Consultants Group; Address: 906 S. Kirkwood Rd, Kirkwood, MO 63122; Investment Related: Yes; Position: Private Wealth Advisor for Life Insurance; Duties: Advisor on the Life Insurance Policies; Hours Per Week: 5-10 Hours; Start Date: 07/24/2017 8.) Name: e3 Wealth; Address: 906 S. Kirkwood Rd, Kirkwood, MO 63122; Investment Related: Yes; Position: Private Wealth Advisor; Duties: Advisor; Hours Per Week: 30-40 Hours; Start Date: 07/24/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-18
  • S66 Uniform Combined State Law Examination
    2015-11-18
Other Names
  • Conner Capps
  • Conner Steven Capps

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