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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-07-15
MD RA APPROVED 2026-07-10
TX RA APPROVED_RES 2023-11-06
MI RA APPROVED 2023-06-30
NJ RA APPROVED 2019-09-25
  • IA RA
    APPROVED
    Since 2026-07-15
  • MD RA
    APPROVED
    Since 2026-07-10
  • TX RA
    APPROVED_RES
    Since 2023-11-06
  • MI RA
    APPROVED
    Since 2023-06-30
  • NJ RA
    APPROVED
    Since 2019-09-25

Branch Locations

Plymouth , MI • United States

730 Penniman Avenue, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Carroll University University Heights OH 06/2015 06/2019
Ubs Financial Services Inc. Weehawken NJ 06/2019 Present
Ubs Plymouth MI 05/2017 07/2017
Quicken Loans Detroit MI 05/2018 08/2018
  • 06/2015 → 06/2019
    John Carroll University
    University Heights, OH
  • 06/2019 → Present
    Weehawken, NJ
  • 05/2017 → 07/2017
    Ubs
    Plymouth, MI
  • 05/2018 → 08/2018
    Quicken Loans
    Detroit, MI
Other Businesses

1) Oakland Reds/ investment related?: no / 24152 Haggerty Rd, Farmington Hills, MI, 48335/ Coaching local 12 year old kids baseball team/ Sport & Leisure Facilities/ co-baseball coach/ facilitate baseball practices and help coach during scheduled league games/ start date: 12/15/2021/ time reqd during trading hours? no

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-24
  • S66 Uniform Combined State Law Examination
    2019-09-24

View on SEC IAPD

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