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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-22 |
| OH | RA | APPROVED | 2022-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Beavercreek | OH | 06/2015 | Present |
| Carroll High School | Dayton | OH | 08/2013 | 05/2017 |
| Wright State University | Dayton | OH | 08/2017 | 05/2021 |
Business Ownership; Austria Wealth Advisors, LLC; Owner; Manage Ameriprise Business; 67 Marydale Dr, Suite A, Beavercreek, OH, 45440; Investment-Related; 07/16/2025; 60 hours per month; 60 during trading hours. Outside Employment; Austria Wealth Advisors, LLC; Co-owner; Manage advisory business; 67 Marydale Dr, Suite A, Beavercreek, OH, 45440; Investment-Related; 10/29/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-16 |
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