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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-23 |
| PA | RA | APPROVED | 2016-12-14 |
Branch Locations
81 Highland Ave Suite 200, Bethlehem, PA 18017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2015 | Present |
DBA The Rockland Group- Wealth Management, LLC; Rotary Club of the Pocono Mountains PO Box 341 Cresco PA, Member Club Representative for the Boy Scout Troop 89, since 1/1/2019, 5 hrs/mo; Bethlehem Running Festival, I will be asked to promote local Running Festival via social media posts on personal accounts. May participate in promotional videos/posts. I attached the Contract/Agreement detailing the position, 551 Goepp Circle Bethlehem PA 18018, Start Date: 8/7/2026, Race Ambassador for the Bethlehem Running Festival, 1 HR PER MO;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-10 |
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