Carmen Jia Wen Cheung

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-08-27

IL RA
APPROVED

Since 2024-08-27

Branch Locations

Cwm Retail, Sales 2022 South Archer Avenue, Chicago, IL 60616 • United States

Cwm Retail, Sales 3430 S. Halsted Street, Chicago, IL 60608-6795 • United States

Citi Wealth Management, Sales 227 West Monroe St, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Evanston	IL	07/2015	Present

07/2015 → Present

Citigroup

Evanston, IL

Other Businesses

Wedding Emcee; Not Investment-related; Nature: Wedding planning; Chicago, IL; Started: 05/21/2022; Title: Emcee; Duties: Being an Emcee during wedding reception. It is event based.; 0 hours are devoted each month during securities trading hours; 1 hour is devoted each month outside of securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-22
S63	Uniform Securities Agent State Law Examination	2022-08-13

S65 Uniform Investment Adviser Law Examination

2023-11-22
S63 Uniform Securities Agent State Law Examination

2022-08-13

Other Names

Jia Wen Zhang

View on SEC IAPD