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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-22
FL RA APPROVED 2015-09-29
  • TX RA
    APPROVED
    Since 2016-07-22
  • FL RA
    APPROVED
    Since 2015-09-29

Branch Locations

9705 Nw 41St St, Doral, FL 33178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 09/2006 Present
Bank Of America, N.A. Fort Lauderdale FL 09/2006 Present
Other Businesses

I*132597 For profit or not for profit: For-Profit Organization Name of outside business organization: Nitora LLC Investment related: Y Address of business: 9330 SW 43rd ter, Miami, Florida 33165 Nature of business: LLC, Compensation for Activity: Y Position, title, association: Family Held, Start date of relationship: 8/12/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Investment property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-24
  • S66 Uniform Combined State Law Examination
    2015-09-24

View on SEC IAPD

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