Christopher Dodds

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2018
  Securian Financial Services, Inc
  St Paul, MN
• 06/2015 → 09/2018
  Minnesota Life Insurance Company
  St Paul, MN
• 06/2015 → 09/2018
  Mid Atlantic Resource Group
  Wall, NJ
• 09/2018 → 03/2020
  Commonwealth Financial Network
  Waltham, MA
• 05/2021 → Present
  Merrill Lynch
  Manasquan, NJ
• 03/2020 → 05/2021
  Unemployed
  Manasquan, NJ

Previous Registrations

• 2018-10-01 → 2020-03-23
  Commonwealth Financial Network
  Manalapan, NJ
• 2016-05-12 → 2018-09-04
  Securian Financial Services, Inc.
  Wall, NJ

Exams

• S66 Uniform Combined State Law Examination
  2015-10-07

Other Names

• Christopher John Dodds