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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-05 |
| TX | RA | APPROVED_RES | 2025-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Washington | DC | 04/2014 | 07/2017 |
| American University | Washington | DC | 01/2014 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | 07/2017 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 08/2017 | 09/2019 |
| Suntrust Bank, Inc. | Coral Gables | FL | 07/2017 | 09/2019 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 09/2017 | 09/2019 |
| Synovus Bank | Coral Gables | FL | 09/2019 | 08/2021 |
| Synovus Securities | Coral Gables | FL | 09/2019 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2021 | 06/2025 |
| Truist | Winston-Salem | NC | 07/2017 | 09/2019 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 07/2025 | Present |
| J.P. Morgan Securities Llc | Miami | FL | 07/2025 | Present |
I*1405274 For profit or not for profit: Entity For Profit Name of outside business organization: 8560 SW 212 ST 107 LLC Investment related: N Address of business: MIAMI, Florida, 33189, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: SIGNER ON ACCT, ENTITY OWNS REAL ESTATE INVESTMENT PROPERTY AND COLLECTS RENTAL PAYMENTS. MY WIFE AND HER SISTER OWN THE ENTITY. I WILL ASSIST MY WIFE AND HER SISTER WITH RENT COLLECTION AND BILLPAY. I WILL NOT RECEIVE COMPENSATION FOR MY ASSISTANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-11 |
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