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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-09-05 |
| TX | RA | APPROVED_RES | 2017-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Woodside | CA | 09/2010 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MA | 04/2017 | Present |
| Bank Of America, N.A. | Springfield | MA | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-01 |
| S66 | Uniform Combined State Law Examination | 2004-12-13 |
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