Edwin Lee Peters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2017
  Nfp
  Austin, TX
• 09/2019 → 11/2025
  Kestra Advisory Services, Llc
  Mobile, AL
• 06/2015 → 11/2025
  Kestra Investment Services, Llc
  Mobile, AL
• 11/2025 → Present
  Lpl Financial Llc
  Mobile, AL

Previous Registrations

• 2019-09-09 → 2025-11-10
  Kestra Advisory Services, Llc
  Mobile, AL
  Mobile, AL
  Austin, TX

Other Businesses

1. 09/2025 - Peters Financial - DBA for LPL Business (entity for LPL business) - Investment Related -160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 11/10/2025 2. 09/2025 - Ash Brokerage - Non-Variable Insurance - Investment Related - 4 Hour(s)/Month - 1 Hour(s) During Trading - North Mobile AL 36608 - OBA Start Date: 01/01/2020

Exams

• S66 Uniform Combined State Law Examination
  2019-08-21

Other Names

• E Lee Peters
• Edwin Lee Peters
• Edwin Lee Peters