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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-09-30 |
Branch Locations
2000 Randolph Road, Charlotte, NC 28207 • United States
Belmont, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chapman Funeral Home | Hurricane | WV | 05/2007 | 06/2019 |
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 06/2019 |
| Morgan Stanley | Charlotte | NC | 06/2019 | 09/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2019 | 09/2021 |
| Pnc Investments, Llc | Belmont | NC | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-25 |
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