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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-29 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
Arcadia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Pasadena | CA | 02/2017 | 11/2018 |
| Merrill Lynch Wealth | Los Angeles | CA | 11/2018 | 02/2021 |
| Unemployed | Arcadia | CA | 02/2021 | 06/2021 |
| Griffinest Asia Securities | Pasadena | CA | 12/2015 | 02/2017 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 06/2021 | 04/2023 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 04/2023 | 04/2024 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 04/2024 | 03/2026 |
| Capital Group/Capital Client Group, Inc. | Los Angeles | CA | 03/2026 | Present |
?Name of the other business: Destin Thomas & Max Wu General Partnership ?Is the business Investment Related: No ?The address of the other business: Arcadia, California 91006 ?The nature of the other business: Limited Partnership established to purchase rental properties. ?Your position/title: Co-Founder / Limited Partner ?Start date: 11/2020 ?The number of hours/month you devote to the other business: Less than 1 ?The number of hours during securities trading hours: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-28 |
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