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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2015 09/2016
Td Ameritrade Garden City NY 01/2017 12/2022
Bikram Yoga Carle Place Carle Place NY 11/2016 02/2020
Charles Schwab & Co., Inc. Garden City NY 12/2022 Present
  • 06/2015 → 09/2016
    Morgan Stanley
    New York, NY
  • 01/2017 → 12/2022
    Td Ameritrade
    Garden City, NY
  • 11/2016 → 02/2020
    Bikram Yoga Carle Place
    Carle Place, NY
  • 12/2022 → Present
    Garden City, NY
Previous Registrations
  • 2020-08-31 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Garden City, NY
    Garden City, NY
  • 2020-08-26 → 2022-10-14
    Td Ameritrade, Inc.
    Garden City, NY
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-25
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S66 Uniform Combined State Law Examination
    2020-08-25
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13

View on SEC IAPD

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